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Your search for posts tagged with "Securities And Exchange Commission" has returned 16 results
July 6, 2021
Surge in Whistleblower Complaints Should Prompt Compliance CheckupsBoards should consider taking action following updates to the SEC program and a record year for t...
October 15, 2020
Who Benefits from a Revolving Door Between the SEC and Public Accounting Firms?Some may be concerned about the movement of individuals between an industry and its regulator. Bu...
August 31, 2020
SEC’s New Reg S-K Is Good News for Investors and Directors AlikeOn August 26, the SEC took three decisive deregulatory actions—but those regarding Regulation S-K...
May 30, 2019
Cybersecurity Must Be Considered a Tier-1 Business Risk“Cybersecurity risks pose grave threats to our investors, our capital markets, and our country.” ...
March 13, 2019
What You Need to Know About Cyber Insurance and Regulatory ChangeAs recent events have shown, the pace and scale of cyberattacks continue to grow, as do the finan...
December 4, 2018
Proxy Season 2019: What’s on the Horizon for BoardsWhat to anticipate for the 2019 proxy season, complete with NACD resources.
...November 12, 2018
First SEC ‘Red Flags’ Enforcement Case Spotlights Board’s RoleWith the SEC toughening its stance on data security issues, corporate leaders and board members s...
October 31, 2017
The Auditor’s Report: Reading Between New LinesNow that the U.S. Securities and Exchange Commission (SEC) has released an order approving the Pu...
July 20, 2017
Decreased Enforcement Expected From SEC Regarding Conflict Minerals Regulations – For NowIn April 2017, the U.S. Securities and Exchange Commission’s (SEC’s) Division of Corporate Financ...
November 1, 2016
Applying the SEC’s Newest Guidance on Pay Ratio Disclosures“It ain’t over ‘til it’s over.” Truer words were never spoken when it comes to the new pay ratio ...