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Your search for posts tagged with "Securities And Exchange Commission" has returned 18 results

October 5, 2021

SEC Commissioner Elad Roisman to Directors: ‘My Door Is Open’

In a fast-paced conversation with NACD president and CEO Peter R. Gleason that closed out the fir...

By Dylan Sandlin

August 26, 2021

Are Universal Proxies in the Cards for 2022?

One significant SEC development important to directors this year is the revival of a previously p...

By Alexandra R. Lajoux

July 6, 2021

Surge in Whistleblower Complaints Should Prompt Compliance Checkups

Boards should consider taking action following updates to the SEC program and a record year for t...

By Brad Mroski, Ted Stafford, and Lindsay Redman

October 15, 2020

Who Benefits from a Revolving Door Between the SEC and Public Accounting Firms?

Some may be concerned about the movement of individuals between an industry and its regulator. Bu...

By Donal Byard

August 31, 2020

SEC’s New Reg S-K Is Good News for Investors and Directors Alike

On August 26, the SEC took three decisive deregulatory actions—but those regarding Regulation S-K...

By Alexandra R. Lajoux

May 30, 2019

Cybersecurity Must Be Considered a Tier-1 Business Risk

“Cybersecurity risks pose grave threats to our investors, our capital markets, and our country.” ...

By Dustin Owens

March 13, 2019

What You Need to Know About Cyber Insurance and Regulatory Change

As recent events have shown, the pace and scale of cyberattacks continue to grow, as do the finan...

By Bob Parisi and Christopher Hetner

December 4, 2018

Proxy Season 2019: What’s on the Horizon for Boards

What to anticipate for the 2019 proxy season, complete with NACD resources.

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By Peter Gleason

November 12, 2018

First SEC ‘Red Flags’ Enforcement Case Spotlights Board’s Role

With the SEC toughening its stance on data security issues, corporate leaders and board members s...

By Craig Newman

October 31, 2017

The Auditor’s Report: Reading Between New Lines

Now that the U.S. Securities and Exchange Commission (SEC) has released an order approving the Pu...

By Alexandra R. Lajoux