Search results

Your search for posts tagged with "Securities And Exchange Commission" has returned 11 results

December 4, 2018

Proxy Season 2019: What’s on the Horizon for Boards

What to anticipate for the 2019 proxy season, complete with NACD resources.


By Peter Gleason

November 12, 2018

First SEC ‘Red Flags’ Enforcement Case Spotlights Board’s Role

With the SEC toughening its stance on data security issues, corporate leaders and board members s...

By Craig Newman

October 31, 2017

The Auditor’s Report: Reading Between New Lines

Now that the U.S. Securities and Exchange Commission (SEC) has released an order approving the Pu...

By Alexandra R. Lajoux

July 20, 2017

Decreased Enforcement Expected From SEC Regarding Conflict Minerals Regulations – For Now

In April 2017, the U.S. Securities and Exchange Commission’s (SEC’s) Division of Corporate Financ...

By Joan E. Meyer, Reagan R. Demas, and Maria I. McMahon

November 1, 2016

Applying the SEC’s Newest Guidance on Pay Ratio Disclosures

“It ain’t over ‘til it’s over.” Truer words were never spoken when it comes to the new pay ratio ...

By Alexandra R. Lajoux

July 14, 2016

Directors Can Add Valuable Perspective to SEC’s View of Sustainability

The sustainability information in CSR reports is not, from our perspective, “investment-grade;” t...

By Aulana Peters and Elisse Walter

May 5, 2016

Surviving a Restatement: Ten Pitfalls to Avoid

In 2013, the Securities and Exchange Commission (SEC) formed the Financial Reporting and Audit Ta...

By Bradley J. Bondi

February 8, 2016

Gleaning Best FCPA Practices for Directors from Recent Government Actions

The Foreign Corrupt Practices Act (FCPA) prohibits bribery of foreign public officials in order t...

By David N. Kelley and Bradley J. Bondi

November 12, 2015

Is the SEC Zeroing In On Directors?

The U.S. Securities and Exchange Commission (SEC) has renewed its focus on “gatekeepers,” a term ...

By Bradley J. Bondi

September 18, 2015

FAQs on Two Recent Concept Releases on Audit Committee Matters

1. On July 1, 2015, the Securities and Exchange Commission (SEC) issued a Concept Release on Poss...

By Alexandra R. Lajoux