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Your search for posts tagged with "Compliance" has returned 7 results

June 4, 2019

Compliance Oversight: New DOJ and OFAC Expectations

With the recent release of their expectations for corporate compliance programs, the U.S. Departm...

By Michael Mann and Jamie Schafer

October 9, 2018

Board Oversight of Ethics and Compliance: The Real Dynamics

Our interviews of chief compliance officers make plain that it is time for boards to take a hard,...

By David Greenberg

November 1, 2016

Applying the SEC’s Newest Guidance on Pay Ratio Disclosures

“It ain’t over ‘til it’s over.” Truer words were never spoken when it comes to the new pay ratio ...

By Alexandra R. Lajoux

August 23, 2016

What Boards Should Look for in Corporate Ethics and Compliance Programs

One of the board‘s key responsibilities is the oversight of a company’s conduct, including the st...

By Patricia Harned and Ronnie Kann

March 2, 2016

The Board’s Role in Mitigating U.S. False Claims Act Risks

The U.S. False Claims Act (FCA) is an anti-fraud statute used to police the conduct of companies ...

By Tirzah Lollar and Kathleen Neace

March 3, 2015

Positioning Compliance for Maximum Effectiveness

At Protiviti, we often receive questions regarding the proper positioning of compliance in an org...

By Jim DeLoach

June 1, 2012

Saving Capitalism—One Conference at a Time

Ever since the rise of capitalism in post-feudal Europe, people have predicted its self-destructi...

By Alexandra R. Lajoux