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Your search for posts categorized by "Legislative Regulatory" has returned 37 results
August 31, 2020
SEC’s New Reg S-K Is Good News for Investors and Directors AlikeOn August 26, the SEC took three decisive deregulatory actions—but those regarding Regulation S-K...
June 29, 2020
What Boards Should Know About the PEP Provisions in the SECURE ActBoards should be aware of recent changes in the US retirement space and the implications for thei...
April 8, 2020
Understanding the Implications of the CARES ActThe CARES Act is highly significant for boards, but not for the usual reasons. Instead of heaping...
January 14, 2020
What Directors Need to Know about the California Consumer Privacy ActThe California Consumer Privacy Act came into effect on January 1, 2020. Here’s what direct...
December 4, 2019
Directors Consider AI’s Implications for Board Work and Regulatory OversightWith new artificial intelligence capabilities come ethical and regulatory considerations that dem...
October 21, 2019
ESG Risks Trickle Into Financial FilingsAs investors pressure companies to disclose how ESG risks impact their companies, three key risk ...
September 19, 2019
Board Oversight of Securities Class Action Defense: A Winning PathUsing a securities class action lawsuit as a chance to improve board oversight and disclosure can...
July 23, 2019
D&O Liability: Three Emerging Areas to WatchGiven the emergence of new business risks, board members should watch these risk and regulatory a...
July 18, 2019
Overseeing Cyber Risks in a Complex Regulatory LandscapeRecent cybersecurity legislation is abundant. Here’s how boards can ensure adequate policies and ...
June 4, 2019
Compliance Oversight: New DOJ and OFAC ExpectationsWith the recent release of their expectations for corporate compliance programs, the U.S. Departm...