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Your search for posts categorized by "Compliance" has returned 156 results
November 19, 2021
Directors Challenged to Respond to New DOJ Corporate Fraud InitiativeThe US Department of Justice’s new policy on corporate fraud enforcement and individual acc...
November 10, 2021
New SEC Release Revives Complex Issue of ClawbacksThe US Securities and Exchange Commission has reopened comments on its originally proposed rule o...
October 5, 2021
SEC Commissioner Elad Roisman to Directors: ‘My Door Is Open’In a fast-paced conversation with NACD president and CEO Peter R. Gleason that closed out the fir...
August 26, 2021
Are Universal Proxies in the Cards for 2022?One significant SEC development important to directors this year is the revival of a previously p...
August 24, 2021
Climate Governance Must Include Lobbying OversightThis proxy season, five winning shareholder proposals asked companies to report on how their lobb...
August 9, 2021
SEC Approves New Nasdaq Rule on Board Diversity DisclosuresThe SEC on Friday approved Nasdaq’s listing rule, proposed in December 2020, that requires ...
July 27, 2021
What Directors Should Know About Wage-Fixing and No-Poach AgreementsDirectors should expect to see further regulation as a result of a recent executive order promoti...
July 8, 2021
Regulators Are Moving Quickly on Climate Risk: How Boards Can PrepareGiven the increasing focus on physical, transition, and especially regulatory climate risks, what...
July 6, 2021
Surge in Whistleblower Complaints Should Prompt Compliance CheckupsBoards should consider taking action following updates to the SEC program and a record year for t...
June 23, 2021
For SPACs, an Ounce of Liability Prevention Is Worth a Pound of CureIn light of the SEC’s recent crackdown on SPACs, as well as congressional attention and the inevi...