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Your search for posts categorized by "Compliance" has returned 160 results
April 21, 2022
Federal Forum-Selection Provisions: A Key Tool to Defend Against Offering-Related Securities LawsuitsJonathan Rotenberg and Paul Young outline the background and effectiveness of federal forum provi...
January 13, 2022
With SEC Green Light, Bold Social Resolutions Will Dominate the 2022 Proxy SeasonThe coming annual meeting season may stand out for the high volume and progressive tone of resolu...
January 12, 2022
Does Your Company Really Have a ‘Speak-Up’ Culture?Eighty-two percent of directors said in an NACD survey that their companies have “a strong ...
December 7, 2021
Can Directors Be Held Liable for a Failure to Oversee Climate Risks?As some courts seem increasingly willing to let Caremark cases progress, the possibility of a cli...
November 19, 2021
Directors Challenged to Respond to New DOJ Corporate Fraud InitiativeThe US Department of Justice’s new policy on corporate fraud enforcement and individual acc...
November 10, 2021
New SEC Release Revives Complex Issue of ClawbacksThe US Securities and Exchange Commission has reopened comments on its originally proposed rule o...
October 5, 2021
SEC Commissioner Elad Roisman to Directors: ‘My Door Is Open’In a fast-paced conversation with NACD president and CEO Peter R. Gleason that closed out the fir...
August 26, 2021
Are Universal Proxies in the Cards for 2022?One significant SEC development important to directors this year is the revival of a previously p...
August 24, 2021
Climate Governance Must Include Lobbying OversightThis proxy season, five winning shareholder proposals asked companies to report on how their lobb...
August 9, 2021
SEC Approves New Nasdaq Rule on Board Diversity DisclosuresThe SEC on Friday approved Nasdaq’s listing rule, proposed in December 2020, that requires ...